Sunday, 9 July 2017

Creating an Indian Weapons Industry- the Total Matrix approach

Successful weapons development programmes require the united efforts of the Political, Bureaucratic , Armed Forces and the Technological Establishments ( POBAT) . Individually none of them have the capability to develop a suitable weapon but together, as always, the whole is greater than the sum of its parts. The sustained poor performance of the Indian weapons development programmes is a result of a situation where the first three have abdicated their responsibilities to the Technical Establishment. Contrary to popular belief ,Technology, Facilities and funding are not the main constraints to developing a viable weapons Industry. Thinking in terms of a Matrix, as used in Mathematics to solve complex multi variation problems, India is repeatedly failing because it is focusing on the Technical sub matrix whilst ignoring the other critical sub matrices. The pursuance of the above model for the past seventy years has resulted in India perhaps the fourth largest economy in the World being leading importers of Weaponry. This can be changed by the total matrix approach.
The Indian Space Research Organization  (ISRO is not the most well funded of  Space Organizations.The performance of ISRO has been entirely satisfactory on counts such as utility and contribution to the nation building process, professionalism and credibility. It has evolved its own philosophy and path without aping others and is arguably the most cost effective of all such organizations with particular skills in long range telemetry and control e.g.the Mangalyan project. ISRO has earned the grudging admiration of its peers which is rare praise indeed. Unfortunately the same cannot be said of its sister Organizations engaged in Weapons development.
To the Indian Citizen this great difference in results is baffling. On one hand we have brilliant results on a modest budget in an area that is literally “rocket science” and on the other hand we have “performance “so pathetic it has the dimensions of a swindle. We have projects that have lingered for years despite considerable funding. There have been suggestions of involving the private sector and that delightful (to the recipients!) panacea of increased funding. This is putting the cart before the horse. Funding and private sector are necessary but not sufficient. Unless Systemic changes are made, involvement of the private sector may lead to wastage of trust. This contrasting performance in Space Research and Weapons development can only be explained by viewing the problem as a Matrix.
The Matrix Approach
In Mathematics a matrix is a series of factors arranged in rows and columns. These factors are “weighted” according to the influence it has on all the other factors and are used to solve complex multi factor situations. The point of the Matrix is all the factors have to be solved to arrive at the correct solutions. The emphasis is to identify and adjust for all the factors irrespective of the “visibility” or importance of the problem.
The HF 24 project is a good example of what happens when some “small” factor in the matrix is ignored. The Government of the day wishing to develop a supersonic warplane paid due attention to all the major problems of developing a supersonic warplane in India of the Fifties. Foreign design leaders were recruited, factories and facilities were built up, funding to the tune of several tens of Crores was sanctioned, but there was a fatal “oversight”. Prof.Kurt Waldemar Tank, the Chief designer had chosen the Bristol B.Or.12engine for the HF 24. It was a decision which even with hind sight can be faulted. The chosen engine had good prospects of being selected by NATO for its light fighter programme. The Bristol B.Or.3 Orpheus were already under production at Bangalore. The Bristol Siddely Company had completed the bench tests and had flown the uprated B.Or.12 engine for 150 hours on a Sabre test bed and had asked for a further one crore  per year  to complete the certification. This was refused by someone! The immediate result was that the HF24 was doomed to having only 55% of its design installed thrust- and that too in a tropical country where thrust and lift are both significantly eroded by the temperature.  The HF 24 was an aircraft of which a respected UK journal wrote that if the HF 24 can meet its technical objectives it could find an enormous market amongst the world’s smaller air forces for fulfilling the demand for a low cost ground attack aircraft with a supersonic dash performance. The cost of the loss of this opportunity cannot be computed. The further move to remove the core German team of about six Designers in 1969 just as the HF 24 squadrons were being built up resulted in the expected IOC related problems not being tackled and the aircraft had  limitations of gun induced vibration of the cockpit and control locking problems. The decision not to fund the 2 crores resulted in severely curtailing the potential of the investment of crores. The reason for the decision which sabotaged the entire project could be many –  political disinterest after 1962, ignorance by the concerned Ministry,  “covert” marketing by the existing weapons supplier or sheer corruption but it illustrates the need of  for sustained “weeding” of apparently trivial issues even after major  decisions have been made..
The TSR 2 story
The story of the TSR 2 programme of UK in the 1960s is relevant because it shows the typical “soft” problems that beset the development of an advanced weapons system. There are excellent references about the often painful details but the summary is as given below.
In the late ‘fifties the UK wished to have a submarine launched nuclear deterrence system ( SLBM) independent of the USA. With hindsight such a need was preposterous and an overreaction to a nonexistent Russian threat.
Due to the anticipated delays in the SLBM submarines programme it was desired to have an aircraft based nuclear delivery system- the Tactical Strike Reconaissance 2 system.
The RAF which wanted to have  the aircraft set about getting the specifications as different as possible from the RN’s Blackburn Buccaneer subsonic carrier borne strike aircraft. The Table 1 shows the successive increases of requirements were all “justifiable” but added exponentially to the cost. The last straw was that the bomber was required to take off from a grass “Dakota” aircraft airstrip because it was felt that the existing runways would be bombed. Whilst justifiable to design a “soft field” undercarriage with balloon type tyres  requires more airframe volume as opposed to thinner higher pressure tyres that are sufficient for concrete runways This increases weight and cost ! It is not surprising undercarriage resonance was one of the major problems encountered during development.  More capability can be justified but it may break the camel’s back often technically but certainly always in terms of cost and time!
There was competition between the Navy and the RAF. The Navy wanted funds for its super carriers and saw the TSR2 as a competitor for funds. Lord Louis Mountbatten, the First Sea Lord, played a role in this which was subsequently described as “beyond the limits of propriety”. He discouraged the Australians, who were initially interested in the aircraft to counter a perceived threat from the Indonesians about the prospects of the TSR2 thus helping to kill off its export potential which could have brought down its unit costs.
The Americans played a role by offering the UK the TFX which at that time was not even ready. They then offered the Phantom both for the RAF and the RN. Here the British made the mistake of insisting on a british engine, the RR Spey and much British avionics. The subsequent redesign of the airframe was a heavens sent opportunity for the Americans to jack up quoted prices by about 30%. This will have relevance in the way we negotiate our “Make in India” programmes.
The UK Government, reorganizing the British Aviation Industry under pressure from the Americans, formed the BAC consisting of the former Vickers Weybridge works because it had experience in large airframes ( civil Viscount airliners it may be noted!) and the English Electric Warton works which had actually designed the aircraft and had been building the Lightning Mach 2 interceptor but gave the programme leadership to Weybridge! The time and energy lost in overcoming initial cultural frictions and rivalries wasted time and money.
The final and perhaps the most disgraceful act of the episode was that when the programme was eventually cancelled expectedly on grounds of cost the outgoing Labour Government ordered that not only would all  the 20 prototypes be destroyed or rendered unflyable but also the tooling and jigs were to be destroyed so that the project could not be restarted when the Tories came back to power! We in India condemn ourselves that we are unique in our chicanery!
The purpose of citing the above is to show that every country and not only India faces ‘subsurface” problems in the process of weapons development. The successful ones manage to solve them by painstaking diligence. as a National policy. Any of the components alone cannot do it and the old adage “The whole is greater than the sum of its part”!
It is necessary to illustrate what can be achieved by painstaking common sense from the example of France under De Gaulle who faced the identical problem of an independent nuclear strike force. France decided that the possession of the bomb was sufficient deterrence. A ‘viable” deterrence was adequate and affordable; an “unstoppable” deterrence whilst ideal was not. Accordingly they chose a much simpler profile of low altitude but not the terrain following tree top level of the TSR2 penetration and the aircraft was to operate from standard Armee d’l Air bomber bases. This simplified technical problems and costs. Accordingly they upscaled the proven Mirage 3 by 50% into a twin engine version using the same engines and much of the systems already proven. Led by Marcel Bloch Dassault with a team of fifty engineers and focusing on having the aircraft aerodynamics right,  the Mirage IV-01 prototype was flying within two years of signing of the contract. Though the aircraft was in every way technically inferior to the TSR 2 it fulfilled an identified need to a a tight timescale and budget. Such was the soundness of the decision and perhaps indicating how threats are routinely over assessed the aircraft was supposed to be in service for only ten years, the so called “inferior” solution,  actually remained in service for close to forty years.
To Indian readers there would be an uncanny similarity between the TSR 2 and what is happening in India. This is nothing to be surprised at rather it is that we should recognize that such problems are inherent in a democracy and having acknowledged the existence of the problem and acknowledging some additional problems as an ex-colonial country diligent efforts must be made to solve them. These problems are what constitute a sub matrix of the Indian Matrix.
The Indian Matrix.
Any weapons development programme will have a set of universal problems. These are Challenges of developing new technology, Inter services and intra services rivalry, Unrealistic assessment of threat etc.
There is usually a hidden sub-matrix of interactions on which any weapons development programmes run. These are, in India‘s case:
An overly powerful bureaucracy whose threat perception is: The Indian Armed Forces, Pakistan and then China -unfortunately -in that order of priority.
A political establishment, particularly post 1969 and the beginning of coalition politics, where political survival took priority over national interests.
Higher than usual levels of corruption which leveraged the ever present pressures   from the existing arms suppliers?
These resulted in efforts being vectored in different directions so the net vector was much smaller and weaker than sum of the efforts and resources put in.
Encouragingly however here have been very successful programmes run in the areas of missiles, sonars and radars, AWACs and helicopters. This would indicate that the malignant matrix is not overwhelming in strength. The pro and counter development strengths are in near equilibrium and corrections in even one of the above three could make significant changes in the situation. Corrections in all and we could surprise the world.
The malignant submatrix
It is said that a carpenter does not look at tree, he sees twenty chairs. Given the evident, long sustained and regrettable hostility between our bureaucracy and the Armed forces  our bureaucracy sees the demands for a mountain strike corps not only as complete waste of money on an unrealistic threat assessment but behind that lurks the fear of tanks clattering up the slopes of Raisina Hill. Not unrealistically, the Bureaucracy feels they would be the prime targets! They are therefore inimical to any suggestions from the Armed Forces for increases in effectiveness.
The Armed Forces ,long accustomed of getting a fraction of what the demand have made a habit of exaggerating threats and the consequent demands for funding. This is not granted and over the years of finally making do without, its credibility as an informed experts have been devalued.
The political element, habitually it seems, interested in its own personal well being has abdicated its role as the harnessers of these two powerful, competent and organized bodies resulting in bitterness and chaos. Indeed the possibility exists that the common ploy of playing of two very organized and powerful bodies to keep oneself in the seat may have happened.
All the above points can be discussed and debated but gives the crux of the real problem; the sub-matrix within the matrix. It is not funding and technical issues. ISRO is successful despite being literally “rocket science” but because much of this malignant sub matrix is not present in its sphere of activity.
Solving the Matrix.
Technical challenges are not the critical problems in Indian weapons development. All  serious technical challenges were met ,usually within time. Neither is funding. Though often used as an excuse never has a project actually ground to a halt solely because of running out of funds. There has been chaos because the political establishment failed to yoke the two others. This has resulted in each contender fighting its own perception of the problem with no respect for the others expertise rather than as a team working as a all arms battle group.
It is therefore not enough to form a CDS. That is a necessary secondary step. The relevant Ministries and the Armed Forces must be yoked to form a Weapons Development Group WADOG (by whatever name!). This task is cut out for the Political Leadership.
The benefits of a WADOG
Today we are shooting ourselves in the foot by trying to produce Weapons to International Brochure Specifications. It will take us no more than ten years to reach sanction free weapons capability.During this period the Armed Forces will suffer from covert sanctions to coerce us to continue imports. This is beyond the AFs competence and ability to resist.  The benefits of a Cabinet WADOG vis a vis of individual players as of now will be the following :
i)                    Clear, moderated, multi input identification of expected threats and their likelihood of requiring armed action.
ii)                  Planned action to contain such a threat
iii)                The National policy about our military posture for say the next ten years. It will f necessity be a defensive, tactical rather than any grandiose strategic global one.
This can only be done by the three (Political, Bureaucracy and the  Armed Forces PBAF) acting in coordinated concert with mutual respect for each other’s knowledge and competence. It is beyond the competence or the scope of any of the individual PBAF components to see the  full picture any more than the blind men could  “see” the elephant.
Once the likely threat and scenarios are identified and a realistic and curtailed war task is agreed with expert inputs from the PBAF the following consequences will flow.
i)                    Given the climatic and terrain conditions a significant two front threat is low in probability.
ii)                  The nature in warfare is different. Within limits of logic the defence of the Northern front will be labour intensive.
iii)                      Rather than numerical goals e.g. 45 squadron air force, address on priority the real       weaknesses which seems to be the tactical strike capability.
iv)                Nevertheless a large armed forces has a deterrent value well beyond the treasury costs
                  Toughness, the ability to continue to fight even after taking substantial losses can only come from a sizable force. It is necessary if not sufficient.
If the high level plans are carefully made we shall see realistic specifications emerging for our equipment. No country even super powers over equips its weapons as costs is always a constraint. The following examples will clarify.

Any American aircraft will have to cross either the Atlantic or the Pacific before it can fire it weapons in anger. To cross the ocean Flight refueling is a must. Even the AT 37, an aircraft in the same category as out HJT 16 Kiran has FR capability. Is it for us as a general requirement?
i)                    To stage from Hawai to Wake Island the distance is 2600 miles and Wake Island is only twelve miles long. This requires a navigation accuracy of .00024 radians. Striking Sukkur Bridge over the Indus (only as an illustration, please) from Jaisalmer is a distance of 150 miles. The accuracy required is eight times less and this can make the difference between possible and impossible.Much simpler less accurate equipment can be used rather than ransoming our capabilities to sanctions.
ii)                  The B2 bomber has an endurance of 40 hours and has a crew of 4.Any conventional crew oxygen system would add to size and reduce performance. The OBOGS become critical if not essential. For us its development should have been lower priority.
iii)                Western aircraft are routinely certified to +/-50 centigrad. This requires special engineering and materials. Given our anticipated theater of operations should we change the temperature certifications to + 50/ - 25?
iv)                 
The point of citing these examples is to state that we could, if the choice was between being sanction proof during the take off stage of our weapons development and importing then clearly a lower than international standard but adequate for our anticipated task has to be accepted by everyone. We can significantly reduce our immediate technical challenges and loads. The fixing of battle scenarios by is thus the critical first step.
The Decline of Force levels.
Any country wishing to develop its independent weapons industry will run in into a decline of its force levels . This is because the existing suppliers of weaponery will be loath to lose a lucrative source of income and influence. Soviet Russia in the early 1920s by decree destroyed its imported war equipment. Such drastic action would be inadvisable in today’s context but Iran’s maintaining of pre-Islamic revolution American weaponry for fifty years through war and peace is both a source of inspiration and knowledge. Equally relevant is the case of the Chinese. Between 1960 and 1986 the Chinese faced to actively hostile superpowers without blinking by relying on the huge size (which we have) and its nuclear deterrence ( which we also have) to buy time until its four modernizations were in place. Today the calm patient Chinese have moved forward to the power projection phase.
Summary
The present “fire and forget” style of weapons development has not worked and willnot work in a hundred years. The development of weapons independence will need the active and sustained collaboration of the four constituents of the POBAT and that too in an atmosphere of mutual trust and respect. This Cabinet must lead and ensure.
Left to the politicians alone they will ignore it till too late.
Left solely to the Bureaucrat the threat will be downplayed in the name of looking for seeking diplomatic solutions.
Quite understandably, the Armed Forces, acting alone, will over prepare for a worst possible scenario.
Left to the Technocrat we will have we shall a technical chaos – an enjoyable technical picnic but too often very little by way of timely hardware in service.
Yet the solution lies in the combined efforts of all the four above. An important side benefit  of a combined ops type POBAT/WADOG is that it will eliminate the ability of an isolated individual  or group to sabotage by taking a malignant decision.
The first task will be to realize that t5hat any attempts to become weapons independent will take about ten years and during this period the country will be vulnerable to various coercive measures from those who are presently supplying weaponry. Relying therefore on the passive deterrence of a large Armed Forces and the possession of nuclear weapons the groupmust identify and quantify the following:
i)                    Forewarned is forewarned; The intelligence gathering and analysis systems must be augmented to be the best  in the world.
ii)                  Identify the possible threat scenarios during this time and plans for their  resolution as a total combined package.
iii)                Discuss the military stance of the nation which will be generally dissuasive and defensive during this period of weakness.
iv)                Make a holistic assessment of the forces level required. For example theAir Force has a serious weakness in tactical strike and CAS. The LCA has to have priority over AMCA.
v)                  If needed prioritize development programmes across the services.
vi)                Bring into focus the real needs and specifications. The superpowers specifications are actually minimalist- for their needs. Our specifications must also be minimalist for our needs.
vii)              The reduced technical tasks will lead  to swifter completion of projects and we shall see a reduction of expenditure of individual projects.



Prof. ( retd. 2014) Prodyut Kumar Das has thirty years experience in the Industry.

References:
1.TSR2  McCelland T, Ian Allen 2010
2. Not much of an Engineer. Hooker, Sir.Stanley, Airlife 2010




Table 1
The growth of the TSR 2 specifications compared with the Mirage IVA

Aircraft
Role
Max. Speed
Min. Altitude
Radius
Airfield
TSR2 1st
Nuclear
M 1.3
330mts
350n.m.
Normal
TSR2-2nd
Nuclear /Conventional
M1.5
150 mts
500 n.m.
Normal
TSR2-3rd
Nuclear/Conventional/Recce
M1.7
50mts terrain following
600@M0.9
Grass Dakota
Mirage IVA
Nuclear
M1.7
Low altitude penetration, high altitude dash to target
1000n.m with FR
Normal


It would be clear to any engineer how much more difficult it would be to develop the TSR 2 in 1960s. It is little wonder that this superior solution was unaffordable and finally cancelled.